Navigate 401K
About / The team / Sean Forbes
Director of Advisor Partnerships & Operations

Sean Forbes

CPFA NQPC
Participant education & nonqualified plans · Navigate 401K

Sean believes the retirement plan business has been undervalued for a long time, both by the large institutions that treat plan specialists as a side business and by an industry that too often reserves genuine advice for people who already have money.

A graduate of the University of Alabama, where he earned his degree in finance, Sean began his career at Vestwell. His work there focused entirely on advisors: helping them launch plans and build the referral relationships their practices depend on. He went on to work with a Raymond James RIAC team before joining Navigate 401K in 2025. He has worked on hundreds of plans, and he has seen them from the recordkeeper’s side as well as the advisor’s, inside firms affiliated with a broker dealer and now inside an independent RIA. It is an unusual vantage point, and it shapes how he builds.

As Director of Advisor Partnerships and Operations, Sean’s primary focus is operational: the backbone that serves existing plan sponsors, and the platform Navigate offers advisors who want to do this work at a higher standard without building the infrastructure themselves. He works alongside firm leadership on strategy, contributing to decisions about where Navigate goes next and how it gets there. He designed TrailGuide and continues to oversee it, a program for plan participants who want to build a real financial foundation but find themselves turned away for not meeting asset minimums, or offered products that do not fit. TrailGuide meets them where they are, educates them through the moments that matter, and prepares them for more comprehensive planning as their lives grow more complex.

Sean is a member of the National Association of Plan Advisors. Outside of work he is a persistent reader, an increasingly ambitious grower of hot peppers, and a weekend golfer, accompanied at home by a golden retriever named Palmer.

01 | Credentials

Why these designations matter to your plan.

Credentials are only worth as much as the work they inform. Here's how they translate into the way we manage and advise your plan.

CPFA Certified Plan Fiduciary Advisor

Specialized fiduciary training that supports how Sean helps plan sponsors meet their responsibilities while keeping participants at the center of every decision.

NQPC Nonqualified Plan Consultant

Focused expertise in nonqualified deferred compensation, broadening the firm’s ability to serve both qualified and nonqualified plan clients.

02 | Awards & recognition

Recognized by the retirement plan industry.

Editorial recognition from the retirement plan industry press, listed with the criteria behind each selection.

2026
Emerging Leaders List PLANADVISER

PLANADVISER’s annual recognition of people who have worked in the retirement plan advisory industry for at least three years and no more than fifteen. Anyone may submit a nomination — firms, industry peers, or candidates themselves — and the publication’s editorial staff vet them and make the final selections. Twenty-six honorees were named from thirty-eight nominations in 2026.

About the list

Recognition on the 2026 PLANADVISER Emerging Leaders List was determined by the editorial staff of PLANADVISER based on criteria established by the publication. Nominations were vetted in July 2026 and honorees were announced in August 2026. Neither Sean Forbes nor Navigate 401K paid any fee to be nominated for, considered for, or included on the list, and no compensation of any kind was provided in exchange for the recognition. Not all advisers in the industry are nominated or reviewed. The recognition is not an endorsement or recommendation of Navigate 401K or any of its representatives by PLANADVISER, is not indicative of any individual client’s experience, and is not a guarantee of future investment success or results. Working with a recognized adviser does not ensure a particular outcome.

03 | Upcoming events

Where to find Sean Forbes next.

If you'll be at one of these, reach out ahead of time and we'll find a slot to talk.

September 14–17, 2026
Future Proof Festival Huntington Beach, CA

The industry’s largest wealth gathering — four days on the boardwalk with advisors, recordkeepers, and fintech partners.

Event details
April 18–20, 2027
NAPA 401(k) Summit Nashville, TN

The national conference for retirement plan advisors, built by advisors — policy updates, plan design, and participant engagement.

Event details

Talk with our team.

Start a conversation about your plan's investments, design, and fiduciary support — with the people who manage it.