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Disclosures

Last updated 2026-08-31

Navigate 401k, LLC is an investment adviser registered with the U.S. Securities and Exchange Commission. Registration does not imply a certain level of skill or training.

Our regulatory documents

These describe our services, fees, conflicts of interest, and disciplinary history. We encourage you to read them.

Our filings are also available on the SEC’s Investment Adviser Public Disclosure website at adviserinfo.sec.gov, where our firm CRD number is 309466.

Free and simple tools for researching firms and financial professionals are available at Investor.gov/CRS, which also provides educational materials about broker-dealers, investment advisers, and investing.

Where we do business

Navigate 401k, LLC is registered with the U.S. Securities and Exchange Commission and is registered or notice-filed in Alabama, Tennessee, and Texas. We provide investment advisory services and conduct business only in jurisdictions where we are registered or are otherwise exempt or excluded from registration.

Nature of the information on this site

This website is for informational purposes only. It is not investment, legal, or tax advice, and it is not an offer to sell or a solicitation of an offer to buy any security, product, or service in any jurisdiction where that would be unlawful.

Any examples, figures, or scenarios shown are illustrative. They do not represent the experience of any particular client and are not a guarantee or projection of future results. Investing involves risk, including possible loss of principal.

Third-party names and marks

Recordkeeper, custodian, payroll, and technology provider names and logos shown on this site are the property of their respective owners. Their appearance indicates that we work with or integrate with those providers; it does not imply their endorsement of Navigate 401K.

Questions

Navigate 401k, LLC
2850 19th Street South, Suite 350, Birmingham, AL 35209
(205) 224-9502