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Who we serve / Professional services
For professional services firms

Partner income, associate retention, one plan.

Law firms, CPA practices, consultancies, and design firms: a plan that shelters partner and principal income without failing testing on an associate-heavy census.

Partnerships & professional corporations

Two pay scales, one plan document.

Your census splits sharply — a small group of partners and principals earning multiples of the associates and administrative staff below them. That gap is precisely what nondiscrimination testing exists to catch.

We design around it: cross-tested allocations by class, safe harbor structures that neutralize ADP and ACP testing, and a cash balance layer for partners in their peak earning decade. Owner-level deductions without capping what the rest of the firm can save.

Law firms CPA & tax practices Consulting firms Architecture & engineering Insurance agencies
01 | What the plan has to do

Four things a professional-services plan has to do.

Maximize partner deductions

Deferrals, cross-tested profit sharing, and a paired cash balance plan can move a partner well past six figures of pre-tax savings.

Hold onto associates

A visible, competitive match is one of the few benefits that reads as real to a mid-level associate weighing an outside offer.

Take the fiduciary role off partners

As 3(38) investment fiduciary we own the lineup and the documentation — not the managing partner or the firm administrator.

Handle uneven compensation

Guaranteed payments, K-1 income, draws, and bonuses each get treated correctly in the plan document and in testing.

02 | What's different here

Where professional-services plans go wrong.

The same four issues surface in nearly every partnership plan we benchmark.

Top-heavy

When partner accounts exceed 60% of plan assets, minimum contributions to staff become mandatory. That should be planned for, not discovered.

Failed ADP

Low associate participation forces refunds back to partners every spring. Safe harbor design ends the annual scramble.

K-1 compensation

Partner compensation for plan purposes is not the number on the K-1. Getting the definition wrong invalidates the allocation.

Multiple entities

A management company alongside an operating partnership often forms a controlled group that must be tested as one employer.

03 | Plan design

The levers we pull for partnerships.

Allocation New comparability

Separate allocation rates by class — equity partners, non-equity, staff — tested on projected benefits rather than contributions.

Testing Safe harbor

A nonelective or enhanced match removes ADP and ACP testing and settles the top-heavy question in one move.

Layering Cash balance pairing

For a partner over 45 with stable firm profits, a paired cash balance plan is the largest deduction available.

The move most miss

Testing the whole controlled group before the IRS does.

Firms with a management company, an operating partnership, and a separate real-estate entity are frequently one controlled group for plan purposes. We map controlled-group and affiliated-service-group status at the design stage, so allocations still hold up years later when the firm restructures or a partner leaves.

04 | How it works

From first call to a plan that runs itself.

1
BenchmarkWe review your current plan, fees, and census — or start from scratch if there’s no plan yet.
2
DesignWe model the contribution, testing, and cost outcomes of each design option against your goals.
3
ImplementRecordkeeper setup, plan documents, and payroll integration handled end to end.
4
EducateOn-site and virtual sessions get your people enrolled and confident in the plan.
5
ReviewFees, investments, and testing reviewed every year and adjusted as you grow.
What you get

Partners get modeling. Staff get a guide.

We model every partner’s contribution and deduction individually before the plan year starts, and every employee — associate to front desk — can meet with our team at no cost.

See how we support participants
3(38) We hold the investment fiduciary role, not the managing partner.
1:1 Individual modeling for every partner, every plan year.
Annual Fee benchmarking and testing review documented for the committee.

Other industries we serve.

See what your partners could shelter.

Send a census and your current plan documents and we’ll model partner-level contributions, staff cost, and testing outcomes.